Jack Danielâs Properties, Inc. v. VIP Products LLC HTML PDF
Decided: Syllabus | Majority Opinion | Concurrence
Syllabus
JACK DANIELâS PROPERTIES, INC. v. VIP PRODUCTS LLC
953 F. 3d 1170, vacated and remanded.
NOTE:âWhere it is feasible, a syllabus (headnote) will be released, as is being done in connection with this case, at the time the opinion is issued. The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337.
SUPREME COURT OF THE UNITED STATES
Syllabus
JACK DANIELâS PROPERTIES, INC. v. VIP PRODUCTS LLC
certiorari to the united states court of appeals for the ninth circuit
The Lanham Act, the core federal trademark statute, defines a trademark by its primary function: identifying a productâs source and distinguishing that source from others. In serving that function, trademarks help consumers select the products they want to purchase (or avoid) and help producers reap the financial rewards associated with a productâs good reputation. To help protect trademarks, the Lanham Act creates federal causes of action for trademark infringement and trademark dilution. In a typical infringement case, the question is whether the defendantâs use of a mark is âlikely to cause confusion, or to cause mistake, or to deceive.â 15 U. S. C. §§1114(1)(A), 1125(a)(1)(A). In a typical dilution case, the question is whether the defendant âharm[ed] the reputationâ of a famous trademark. §§1125(c)(2)(A), (C).
ââRespondent VIP Products makes a squeaky, chewable dog toy designed to look like a bottle of Jack Danielâs whiskey. But not entirely. On the toy, for example, the words âJack Danielâsâ become âBad Spaniels.â And âOld No. 7 Brand Tennessee Sour Mash Whiskeyâ turns into âThe Old No. 2 On Your Tennessee Carpet.â These jokes did not impress petitioner Jack Danielâs Properties, which owns trademarks in the distinctive Jack Danielâs bottle and in many of the words and graphics on its label.
ââSoon after the Bad Spaniels toy hit the market, Jack Danielâs demanded that VIP stop selling it. VIP filed suit, seeking a declaratory judgment that Bad Spaniels neither infringed nor diluted Jack Danielâs trademarks. Jack Danielâs counterclaimed for infringement and dilution. At summary judgment, VIP argued that Jack Danielâs infringement claim failed under the so-called Rogers testâa threshold  test developed by the Second Circuit and designed to protect First Amendment interests in the trademark context. See Rogers v. Grimaldi, 875 F. 2d 994. When âexpressive worksâ are involved, VIP contended, that test requires dismissal of an infringement claim at the outset unless the complainant can show either (1) that the challenged use of a mark âhas no artistic relevance to the underlying workâ or (2) that it âexplicitly misleads as to the source or the content of the work.â Id., at 999. Because Jack Danielâs could not make that showing, VIP claimed, the Lanham Actâs statutory âlikelihood of confusionâ standard became irrelevant. And as for the dilution claim, VIP urged that Jack Danielâs could not succeed because Bad Spaniels was a parody of Jack Danielâs and therefore made âfair useâ of its famous marks. §1125(c)(3)(A)(ii).
ââThe District Court rejected both of VIPâs contentions for a common reason: because VIP had used the cribbed Jack Danielâs features as trademarksâi.e., to identify the source of its own products. As the District Court saw it, when anotherâs trademark is used for âsource identification,â Rogers does not apply, and instead the infringement suit turns on likelihood of confusion. The court likewise rejected VIPâs invocation of the fair-use exclusion, holding that parodies fall within that exclusion only when they do not use a famous mark to identify the source of the alleged diluterâs product. The case proceeded to a bench trial, where the District Court found that consumers were likely to be confused about the source of the Bad Spaniels toy and that the toyâs negative associations with dog excrement (e.g., âThe Old No. 2â) would harm Jack Danielâs reputation. The Ninth Circuit reversed. Finding the infringement claim subject to the threshold Rogers test, the Court of Appeals remanded the case to the District Court to decide whether Jack Danielâs could satisfy either prong of that test. And the Court of Appeals awarded judgment on the dilution claim to VIP, holding that because Bad Spaniels parodies Jack Danielâs, it falls under the ânoncommercial useâ exclusion. §1125(c)(3)(C). On remand, the District Court found that Jack Danielâs could not satisfy either prong of Rogers, and so granted summary judgment to VIP on infringement. The Court of Appeals summarily affirmed.
Held:Â
â1. When an alleged infringer uses a trademark as a designation of source for the infringerâs own goods, the Rogers test does not apply. Pp. 10â19.
âââ(a) The Second Circuit created the Rogers test for titles of âartistic worksâ based on its view that such titles have an âexpressive elementâ implicating âFirst Amendment valuesâ and carry only a âslight riskâ of confusing consumers about the âsource or contentâ of the underlying work. 875 F. 2d, at 998â1000. Over the decades, lower courts adopting Rogers have confined it to similar cases, in which a trademark is used not to designate a workâs source, but solely to perform some other expressive function. See, e.g., Mattel, Inc. v. MCA Records, Inc., 296 F. 3d 894, 901 (use of the Barbie name in bandâs song âBarbie Girlâ was ânot [as] a source identifierâ). The same courts, though, routinely conduct likelihood-of-confusion analysis in cases where trademarks are used as trademarksâi.e., to designate source. See, e.g., Tommy Hilfiger Licensing, Inc. v. Nature Labs, LLC, 221 F. Supp. 2d 410, 414â415 (parodic pet perfumes did not trigger Rogers because defendantâs use of Tommy Hilfigerâs mark was âat least in partâ for âsource identificationâ). Thus, whatever Rogersâ meritâan issue on which this Court takes no positionâit has always been a cabined doctrine: It has not insulated from ordinary trademark scrutiny the use of trademarks as trademarks.
âThat conclusion fits trademark law, and reflects its primary mission. Consumer confusion about sourceâtrademark lawâs cardinal sinâis most likely to arise when someone uses anotherâs trademark as a trademark. In such cases, Rogers has no proper application. Nor does that result change because the use of a mark has other expressive content. Under the Ninth Circuitâs approach, Bad Spaniels was automatically entitled to Rogersâ protection because it âcommunicate[d] a humorous message.â 953 F. 3d 1170, 1175. On that view, few trademark cases would ever get to the likelihood-of-confusion analysis. And the Ninth Circuit was mistaken to believe that the First Amendment demanded such a result. When a mark is used as a source identifier, the First Amendment does not demand a threshold inquiry. Pp. 10â17.
ââ(b) In this case, VIP conceded that it used the Bad Spaniels trademark and trade dress as source identifiers. And VIP has said and done more in the same direction with respect to Bad Spaniels and other similar products. The only question remaining is whether the Bad Spaniels trademarks are likely to cause confusion. Although VIPâs effort to parody Jack Danielâs does not justify use of the Rogers test, it may make a difference in the standard trademark analysis. This Court remands that issue to the courts below. Pp. 17â19.
â2. The Lanham Actâs exclusion from dilution liability for â[a]ny noncommerical use of a mark,â §1125(c)(3)(C), does not shield parody, criticism, or commentary when an alleged diluter uses a mark as a designation of source for its own goods. The Ninth Circuitâs holding to the contrary puts the noncommercial exclusion in conflict with the statuteâs fair-use exclusion. The latter exclusion specifically covers uses âparodying, criticizing, or commenting uponâ a famous mark owner, §1125(c)(3)(A)(ii), but does not apply when the use is âas a designation of source for the personâs own goods or services,â §1125(c)(3)(A). Given  that carve-out, parody is exempt from liability only if not used to designate source. The Ninth Circuitâs expansive view of the noncommercial use exclusionâthat parody is always exempt, regardless whether it designates sourceâeffectively nullifies Congressâs express limit on the fair-use exclusion for parody. Pp. 19â20.
953 F. 3d 1170, vacated and remanded.
âKagan, J., delivered the opinion for a unanimous Court. Sotomayor, J., filed a concurring opinion, in which Alito, J., joined. Gorsuch, J., filed a concurring opinion, in which Thomas and Barrett, JJ., joined.
TOP
Opinion
NOTICE: This opinion is subject to formal revision before publication in the United States Reports. Readers are requested to notify the Reporter of Decisions, Supreme Court of the United States, Washington, D. C. 20543, pio@supremecourt.gov, of any typographical or other formal errors.
SUPREME COURT OF THE UNITED STATES
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No. 22â148
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JACK DANIELâS PROPERTIES, INC., PETITIONER v. VIP PRODUCTS LLC
on writ of certiorari to the united states court of appeals for the ninth circuit
âJustice Kagan delivered the opinion of the Court.
âThis case is about dog toys and whiskey, two items seldom appearing in the same sentence. Respondent VIP Products makes a squeaky, chewable dog toy designed to look like a bottle of Jack Danielâs whiskey. Though not entirely. On the toy, for example, the words âJack Danielâsâ become âBad Spaniels.â And the descriptive phrase âOld No. 7 Brand Tennessee Sour Mash Whiskeyâ turns into âThe Old No. 2 On Your Tennessee Carpet.â The jokes did not impress petitioner Jack Danielâs Properties. It owns trademarks in the distinctive Jack Danielâs bottle and in many of the words and graphics on the label. And it believed Bad Spaniels had both infringed and diluted those trademarks. Bad Spaniels had infringed the marks, the argument ran, by leading consumers to think that Jack Danielâs had created, or was otherwise responsible for, the dog toy. And Bad Spaniels had diluted the marks, the argument went on, by associating the famed whiskey with, well, dog excrement.
âThe Court of Appeals, in the decision we review, saw things differently. Though the federal trademark statute  makes infringement turn on the likelihood of consumer confusion, the Court of Appeals never got to that issue. On the courtâs view, the First Amendment compels a stringent threshold test when an infringement suit challenges a so-called expressive workâhere (so said the court), the Bad Spaniels toy. And that test knocked out Jack Danielâs claim, whatever the likelihood of confusion. Likewise, Jackâs dilution claim failedâthough on that issue the problem was statutory. The trademark law provides that the ânoncommercialâ use of a mark cannot count as dilution. 15 U. S. C. §1125(c)(3)(C). The Bad Spaniels marks, the court held, fell within that exemption because the toy communicated a messageâa kind of parodyâabout Jack Danielâs.
âToday, we reject both conclusions. The infringement issue is the more substantial. In addressing it, we do not decide whether the threshold inquiry applied in the Court of Appeals is ever warranted. We hold only that it is not appropriate when the accused infringer has used a trademark to designate the source of its own goodsâin other words, has used a trademark as a trademark. That kind of use falls within the heartland of trademark law, and does not receive special First Amendment protection. The dilution issue is more simply addressed. The use of a mark does not count as noncommercial just because it parodies, or otherwise comments on, anotherâs products.
I
A
âStart at square 1, with what a trademark is and does. The Lanham Act, the core federal trademark statute, defines a trademark as follows: â[A]ny word, name, symbol, or device, or any combination thereof â that a person uses âto identify and distinguish his or her goods . . . from those manufactured or sold by others and to indicate the source of the goods.â §1127. The first part of that definition, identifying the kind of things covered, is broad: It encompasses  words (think âGoogleâ), graphic designs (Nikeâs swoosh), and so-called trade dress, the overall appearance of a product and its packaging (a Hersheyâs Kiss, in its silver wrapper). See Wal-Mart Stores, Inc. v. Samara Brothers, Inc., 529 U. S. 205, 209â210 (2000). The second part of the definition describes every trademarkâs âprimaryâ function: âto identify the origin or ownership of the article to which it is affixed.â Hanover Star Milling Co. v. Metcalf, 240 U. S. 403, 412 (1916). Trademarks can of course do other things: catch a consumerâs eye, appeal to his fancies, and convey every manner of message. But whatever else it may do, a trademark is not a trademark unless it identifies a productâs source (this is a Nike) and distinguishes that source from others (not any other sneaker brand). See generally 1 J. McCarthy, Trademarks and Unfair Competition §3:1 (5th ed. 2023). In other words, a mark tells the public who is responsible for a product.
âIn serving that function, trademarks benefit consumers and producers alike. A source-identifying mark enables customers to select âthe goods and services that they wish to purchase, as well as those they want to avoid.â Matal v. Tam, 582 U. S. 218, 224 (2017). The mark âquickly and easily assures a potential customer that this itemâthe item with this markâis made by the same producer as other similarly marked items that he or she liked (or disliked) in the past.â Qualitex Co. v. Jacobson Products Co., 514 U. S. 159, 164 (1995). And because that is so, the producer of a quality product may derive significant value from its marks. They ensure that the producer itselfâand not some âimitating competitorââwill reap the financial rewards associated with the productâs good reputation. Ibid.
âTo help protect marks, the Lanham Act sets up a voluntary registration system. Any mark owner may apply to the Patent and Trademark Office to get its mark placed on a federal register. Consistent with trademark lawâs basic purpose, the lead criterion for registration is that the mark  âin fact serve as a âtrademarkâ to identify and distinguish goods.â 3 McCarthy §19:10 (listing the principal registerâs eligibility standards). If it does, and the statuteâs other criteria also are met, the registering trademark owner receives certain benefits, useful in infringement litigation. See, e.g., Iancu v. Brunetti, 588 U. S. ___, ___ (2019) (slip op., at 2) (noting that âregistration constitutes âprima facie evidenceâ of the markâs validityâ). But the owner of even an unregistered trademark can âuse [the mark] in commerce and enforce it against infringers.â Ibid.
âThe Lanham Act also creates a federal cause of action for trademark infringement. In the typical case, the owner of a mark sues someone using a mark that closely resembles its own. The court must decide whether the defendantâs use is âlikely to cause confusion, or to cause mistake, or to deceive.â §§1114(1)(A), 1125(a)(1)(A). The âkeystoneâ in that statutory standard is âlikelihood of confusion.â See 4 McCarthy §23:1. And the single type of confusion most commonly in trademark lawâs sights is confusion âabout the source of a product or service.â Moseley v. V Secret Catalogue, Inc., 537 U. S. 418, 428 (2003); see 4 McCarthy §23:5. Confusion as to source is the bĂȘte noire of trademark lawâthe thing that stands directly opposed to the lawâs twin goals of facilitating consumersâ choice and protecting producersâ good will.
âFinally, the Lanham Act creates a cause of action for the dilution of famous marks, which can succeed without likelihood of confusion. See §1125(c); Moseley, 537 U. S., at 431. A famous mark is one âwidely recognizedâ by the public as âdesignati[ng the] sourceâ of the mark ownerâs goods. §1125(c)(2)(A). Dilution of such a mark can occur âby tarnishmentâ (as well as by âblurring,â not relevant here). §1125(c)(1). As the statute describes the idea, an âassociation arising from the similarity betweenâ two marksâone of them famousâmay âharm[ ] the reputation of the famous mark,â and thus make the other markâs owner liable.  §1125(c)(2)(C). But there are â[e]xclusionsââcategories of activity not âactionable as dilution.â §1125(c)(3). One exclusion protects any ânoncommercial use of a mark.â §1125(c)(3)(C). Another protects a âfair useâ of a mark âin connection with . . . parodying, criticizing, or commenting upon the famous mark owner or [its] goods.â §1125(c)(3)(A)(ii). The fair-use exclusion, though, comes with a caveat. A defendant cannot get its benefitâeven if engaging in parody, criticism, or commentaryâwhen using the similar-looking mark âas a designation of source for the [defendantâs] own goods.â §1125(c)(3)(A). In other words, the exclusion does not apply if the defendant uses the similar mark as a mark.
B
âA bottle of Jack Danielâsâno, Jack Danielâs Old No. 7 Tennessee Sour Mash Whiskeyâboasts a fair number of trademarks. Recall what the bottle looks like (or better yet, retrieve a bottle from wherever you keep liquor; itâs probably there):
âJack Danielâsâ is a registered trademark, as is âOld No. 7.â So too the arched Jack Danielâs logo. And the stylized label  with filigree (i.e., twirling white lines). Finally, what might be thought of as the platform for all those marksâthe whiskeyâs distinctive square bottleâis itself registered.
âVIP is a dog toy company, making and selling a product line of chewable rubber toys that it calls âSilly Squeakers.â (Yes, they squeak when bitten.) Most of the toys in the line are designed to look likeâand to parodyâpopular beverage brands. There are, to take a sampling, Dos Perros (cf. Dos Equis), Smella Arpaw (cf. Stella Artois), and Doggie Walker (cf. Johnnie Walker). VIP has registered trademarks in all those names, as in the umbrella term âSilly Squeakers.â
âIn 2014, VIP added the Bad Spaniels toy to the line. VIP did not apply to register the name, or any other feature of, Bad Spaniels. But according to its complaint (further addressed below), VIP both âown[s]â and âuse[s]â the â âBad Spanielsâ trademark and trade dress.â App. 3, 11; see infra, at 8, 17. And Bad Spanielsâ trade dress, like the dress of many Silly Squeakers toys, is designed to evoke a distinctive beverage bottle-with-label. Even if you didnât already know, youâd probably not have much trouble identifying which one.
 Bad Spaniels is about the same size and shape as an ordinary bottle of Jack Danielâs. The faux bottle, like the original, has a black label with stylized white text and a white filigreed border. The words âBad Spanielsâ replace âJack Danielâsâ in a like font and arch. Above the arch is an image of a spaniel. (This is a dog toy, after all.) Below the arch, âThe Old No. 2 On Your Tennessee Carpetâ replaces âOld No. 7 Tennessee Sour Mash Whiskeyâ in similar graphic form. The small print at the bottom substitutes â43% poo by vol.â and â100% smellyâ for â40% alc. by vol. (80 proof ).â
âThe toy is packaged for sale with a cardboard hangtag (so it can be hung on store shelves). Here is the back of the hangtag:
At the bottom is a disclaimer: âThis product is not affiliated with Jack Daniel Distillery.â In the middle are some warnings and guarantees. And at the top, most relevant here, are two product logosâon the left for the Silly Squeakers line, and on the right for the Bad Spaniels toy.
 âSoon after Bad Spaniels hit the market, Jack Danielâs sent VIP a letter demanding that it stop selling the product. VIP responded by bringing this suit, seeking a declaratory judgment that Bad Spaniels neither infringed nor diluted Jack Danielâs trademarks. The complaint alleged, among other things, that VIP is âthe owner of all rights in its âBad Spanielsâ trademark and trade dress for its durable rubber squeaky novelty dog toy.â App. 3; see supra, at 6. Jack Danielâs counterclaimed under the Lanham Act for both trademark infringement and trademark dilution by tarnishment.
âVIP moved for summary judgment on both claims. First, VIP argued that Jack Danielâs infringement claim failed under a threshold test derived from the First Amendment to protect âexpressive worksââlike (VIP said) the Bad Spaniels toy. When those works are involved, VIP contended, the so-called Rogers test requires dismissal of an infringement claim at the outset unless the complainant can show one of two things: that the challenged use of a mark âhas no artistic relevance to the underlying workâ or that it âexplicitly misleads as to the source or the content of the work.â Rogers v. Grimaldi, 875 F. 2d 994, 999 (CA2 1989) (Newman, J.). Because Jack Danielâs could make neither showing, VIP argued, the likelihood-of-confusion issue became irrelevant. Second, VIP urged that Jack Danielâs could not succeed on a dilution claim because Bad Spaniels was a âparody[ ]â of Jack Danielâs, and therefore made âfair useâ of its famous marks. §1125(c)(3)(A)(ii).
âThe District Court rejected both contentions for a common reason: because VIP had used the cribbed Jack Danielâs features as trademarksâthat is, to identify the source of its own products. In the courtâs view, when âanotherâs trademark is used for source identificationââas the court thought was true hereâthe threshold Rogers test does not apply. App. to Pet. for Cert. 89a. Instead, the suit must address the âstandardâ infringement question: whether the  use is âlikely to cause consumer confusion.â Ibid. And likewise, VIP could not invoke the dilution provisionâs fair-use exclusion. Parodies fall within that exclusion, the court explained, only when the uses they make of famous marks do not serve as âa designation of source for the [alleged diluterâs] own goods.â Id., at 104a (quoting §1125(c)(3)(A)).
âThe case thus proceeded to a bench trial, where Jack Danielâs prevailed. The District Court found, based largely on survey evidence, that consumers were likely to be confused about the source of the Bad Spaniels toy. See 291 F. Supp. 3d 891, 906â911 (D Ariz. 2018). And the court thought that the toy, by creating ânegative associationsâ with âcanine excrement,â would cause Jack Danielâs âreputational harm.â Id., at 903, 905.
âBut the Court of Appeals for the Ninth Circuit reversed, ruling that the District Court had gotten the pretrial legal issues wrong. In the Ninth Circuitâs view, the infringement claim was subject to the threshold Rogers test because Bad Spaniels is an âexpressive workâ: Although just a dog toy, and âsurely not the equivalent of the Mona Lisa,â it âcommunicates a humorous message.â 953 F. 3d 1170, 1175 (2020) (internal quotation marks omitted). The Court of Appeals therefore returned the case to the District Court to decide whether Jack Danielâs could satisfy either of Rogersâ two prongs. And the Ninth Circuit awarded judgment on the dilution claim to VIP. The court did not address the statutory exclusion for parody and other fair use, as the District Court had. Instead, the Court of Appeals held that the exclusion for ânoncommercial useâ shielded VIP from liability. §1125(c)(3)(C). The âuse of a mark may be ânoncommercial,â â the court reasoned, âeven if used to sell a product.â 953 F. 3d, at 1176 (internal quotation marks omitted). And here it was so, the court found, because it âparodiesâ and âcomments humorouslyâ on Jack Danielâs. Id., at 1175; see id., at 1176.
âOn remand, the District Court found that Jack Danielâs  could not satisfy either prong of Rogers, and so granted summary judgment to VIP on infringement. Jack Danielâs appealed, and the Ninth Circuit summarily affirmed.
âWe then granted certiorari to consider the Court of Appealsâ rulings on both infringement and dilution. 598 U. S. ___ (2022).
II
âOur first and more substantial question concerns Jack Danielâs infringement claim: Should the company have had to satisfy the Rogers threshold test before the case could proceed to the Lanham Actâs likelihood-of-confusion inquiry?1 The parties address that issue in the broadest possible way, either attacking or defending Rogers in all its possible applications. Today, we choose a narrower path. Without deciding whether Rogers has merit in other contexts, we hold that it does not when an alleged infringer uses a trademark in the way the Lanham Act most cares about: as a designation of source for the infringerâs own goods. See §1127; supra, at 2â3. VIP used the marks derived from Jack Danielâs in that way, so the infringement claim here rises or falls on likelihood of confusion. But that inquiry is not blind to the expressive aspect of the Bad Spaniels toy that the Ninth Circuit highlighted. Beyond source designation, VIP uses the marks at issue in an effort to âparodyâ or âmake funâ of Jack Danielâs. Tr. of Oral Arg. 58, 66. And that kind of message matters in assessing confusion because consumers are not so likely to think that the maker of a mocked product is itself doing the mocking.
A
â To see why the Rogers test does not apply here, first consider the case from which it emerged. The defendants there  had produced and distributed a film by Federico Fellini titled âGinger and Fredâ about two fictional Italian cabaret dancers (Pippo and Amelia) who imitated Ginger Rogers and Fred Astaire. When the film was released in the United States, Ginger Rogers objected under the Lanham Act to the use of her name. The Second Circuit rejected the claim. It reasoned that the titles of âartistic works,â like the works themselves, have an âexpressive elementâ implicating âFirst Amendment values.â 875 F. 2d, at 998. And at the same time, such names posed only a âslight riskâ of confusing consumers about either âthe source or the content of the work.â Id., at 999â1000. So, the court concluded, a threshold filter was appropriate. When a title âwith at least some artistic relevanceâ was not âexplicitly misleading as to source or content,â the claim could not go forward. Ibid. But the court made clear that it was not announcing a general rule. In the typical case, the court thought, the name of a product was more likely to indicate its source, and to be taken by consumers in just that way. See id., at 1000.
âOver the decades, the lower courts adopting Rogers have confined it to similar cases, in which a trademark is used not to designate a workâs source, but solely to perform some other expressive function. So, for example, when the toymaker Mattel sued a band over the song âBarbie Girlââwith lyrics including âLife in plastic, itâs fantasticâ and âIâm a blond bimbo girl, in a fantasy worldââthe Ninth Circuit applied Rogers. Mattel, Inc. v. MCA Records, Inc., 296 F. 3d 894, 901 (2002). That was because, the court reasoned, the bandâs use of the Barbie name was ânot [as] a source identifierâ: The use did not âspeak[ ] to [the songâs] origin.â Id., at 900, 902; see id., at 902 (a consumer would no more think that the song was âproduced by Mattelâ than would, âupon hearing Janis Joplin croon âOh Lord, wonât you buy me a Mercedes Benz?,â . . . suspect that she and the carmaker had entered into a joint ventureâ). Similarly, the Eleventh Circuit dismissed a suit under Rogers when a sports artist  depicted the Crimson Tideâs trademarked football uniforms solely to âmemorializeâ a notable event in âfootball history.â University of Ala. Bd. of Trustees v. New Life Art, Inc., 683 F. 3d 1266, 1279 (2012). And when Louis Vuitton sued because a character in the film The Hangover: Part II described his luggage as a âLouis Vuittonâ (though pronouncing it Lewis), a district court dismissed the complaint under Rogers. See Louis Vuitton Mallatier S. A. v. Warner Bros. Entertainment Inc., 868 F. Supp. 2d 172 (SDNY 2012). All parties agreed that the film was not using the Louis Vuitton mark as its âown identifying trademark.â Id., at 180 (internal quotation marks omitted). When that is so, the court reasoned, âconfusion will usually be unlikely,â and the âinterest in free expressionâ counsels in favor of avoiding the standard Lanham Act test. Ibid.
âThe same courts, though, routinely conduct likelihood-of-confusion analysis, without mentioning Rogers, when trademarks are used as trademarksâi.e., to designate source. See, e.g., JL Beverage Co., LLC v. Jim Beam Brands Co., 828 F. 3d 1098, 1102â1103, 1106 (CA9 2016); PlayNation Play Systems, Inc. v. Velex Corp., 924 F. 3d 1159, 1164â1165 (CA11 2019). And the Second CircuitâRogersâ home courtâhas made especially clear that Rogers does not apply in that context. For example, that court held that an offshoot political groupâs use of the trademark âUnited We Stand Americaâ got no Rogers help because the use was as a source identifier. See United We Stand Am., Inc. v. United We Stand, Am. New York, Inc., 128 F. 3d 86, 93 (1997). True, that slogan had expressive content. But the defendant group, the court reasoned, was using it âas a mark,â to suggest the âsame source identificationâ as the original âpolitical movement.â Ibid. And similarly, the Second Circuit (indeed, the judge who authored Rogers) rejected a motorcycle mechanicâs view that his modified version of Harley Davidsonâs bar-and-shield logo was an  expressive parody entitled to Rogersâ protection. See Harley-Davidson, Inc. v. Grottanelli, 164 F. 3d 806, 812â813 (1999). The court acknowledged that the mechanicâs adapted logo conveyed a âsomewhat humorous[ ]â message. Id., at 813. But his use of the logo was a quintessential âtrademark useâ: to brand his ârepair and parts businessââthrough signage, a newsletter, and T-shirtsâwith images âsimilarâ to Harley-Davidsonâs. Id., at 809, 812â813.
âThe point is that whatever you make of Rogersâand again, we take no position on that issueâit has always been a cabined doctrine. If we put this case to the side, the Rogers test has applied only to cases involving ânon-trademark usesââor otherwise said, cases in which âthe defendant has used the markâ at issue in a ânon-source-identifying way.â S. Dogan & M. Lemley, Grounding Trademark Law Through Trademark Use, 92 Iowa L. Rev. 1669, 1684 (2007); see id., at 1683â1684, and n. 58. The test has not insulated from ordinary trademark scrutiny the use of trademarks as trademarks, âto identify or brand [a defendantâs] goods or services.â Id., at 1683.
âWe offer as one last example of that limitation a case with a striking resemblance to this one. It too involved dog products, though perfumes rather than toys. Yes, the defendant sold âa line of pet perfumes whose names parody elegant brands sold for human consumption.â Tommy Hilfiger Licensing, Inc. v. Nature Labs, LLC, 221 F. Supp. 2d 410, 412 (SDNY 2002) (Mukasey, J.). The product at issue was named Timmy Holediggerâwhich Tommy Hilfiger didnât much like. The defendant asked for application of Rogers. The court declined it, relying on Harley-Davidson. See 221 F. Supp. 2d, at 414. Rogers, the court explained, kicks in when a suit involves solely ânontrademark uses of [a] markâthat is, where the trademark is not being used to indicate the source or originâ of a product, but only to convey a different kind of message. 221 F. Supp. 2d, at 414.  When, instead, the use is âat least in partâ for âsource identificationââwhen the defendant may be âtrading on the good will of the trademark owner to market its own goodsââRogers has no proper role. 221 F. Supp. 2d, at 414â415. And that is so, the court continued, even if the defendant is also âmaking an expressive comment,â including a parody of a different product. Id., at 415. The defendant is still âmak[ing] trademark use of anotherâs mark,â and must meet an infringement claim on the usual battleground of âlikelihood of confusion.â Id., at 416.
âThat conclusion fits trademark law, and reflects its primary mission. From its definition of âtrademarkâ onward, the Lanham Act views marks as source identifiersâas things that function to âindicate the sourceâ of goods, and so to âdistinguishâ them from ones âmanufactured or sold by others.â §1127; see supra, at 2â3. The cardinal sin under the law, as described earlier, is to undermine that function. See supra, at 3. It is to confuse consumers about sourceâto make (some of ) them think that one producerâs products are anotherâs. And that kind of confusion is most likely to arise when someone uses anotherâs trademark as a trademarkâmeaning, again, as a source identifierârather than for some other expressive function. To adapt one of the cases noted above: Suppose a filmmaker uses a Louis Vuitton suitcase to convey something about a character (he is the kind of person who wants to be seen with the product but doesnât know how to pronounce its name). See supra, at 12. Now think about a different scenario: A luggage manufacturer uses an ever-so-slightly modified LV logo to make inroads in the suitcase market. The greater likelihood of confusion inheres in the latter use, because it is the one conveying information (or misinformation) about who is responsible for a product. That kind of use âimplicate[s] the core concerns of trademark lawâ and creates âthe paradigmatic infringement case.â G. Dinwoodie & M. Janis, Confusion Over Use: Contextualism in Trademark Law, 92  Iowa L. Rev. 1597, 1636 (2007). So the Rogers testâwhich offers an escape from the likelihood-of-confusion inquiry and a shortcut to dismissalâhas no proper application.2
âNor does that result change because the use of a mark has other expressive contentâi.e., because it conveys some message on top of source. Here is where we most dramatically part ways with the Ninth Circuit, which thought that because Bad Spaniels âcommunicates a humorous message,â it is automatically entitled to Rogersâ protection. 953 F. 3d, at 1175 (internal quotation marks omitted). On that view, Rogers might take over much of the world. For trademarks are often expressive, in any number of ways. Consider how one liqueur brandâs trade dress (beyond identifying source) tells a story, with a bottle in the shape of a friarâs habit connoting the productâs olden monastic roots:
 Or take a band name that ânot only identifies the band but expresses a view about social issues.â Tam, 582 U. S., at 245 (opinion of Alito, J.) (discussing âThe Slantsâ). Or note how a mark can both function as a mark and have parodic contentâas the court found in the Hilfiger/Holedigger litigation. See supra, at 13â14. The examples could go on and on. As a leading treatise puts the point, the Ninth Circuitâs expansion of Rogers âpotentially encompasses just about everythingâ because names, phrases, symbols, designs, and their varied combinations often âcontain some âexpressiveâ messageâ unrelated to source. 6 McCarthy §31:144.50. That message may well be relevant in assessing the likelihood of confusion between two marks, as we address below. See infra, at 18â19. But few cases would even get to the likelihood-of-confusion inquiry if all expressive content triggered the Rogers filter. In that event, the Rogers exception would become the general rule, in conflict with courtsâ longstanding view of trademark law.
âThe Ninth Circuit was mistaken to believe that the First Amendment demanded such a result. The court thought that trademark law would otherwise âfail[ ] to account for the full weight of the publicâs interest in free expression.â 953 F. 3d, at 1174. But as the Mattel (i.e., Barbie) court noted, when a challenged trademark use functions as âsource-identifying,â trademark rights âplay well with the First Amendmentâ: âWhatever first amendment rights you may have in calling the brew you make in your bathtub âPepsiâ â are âoutweighed by the buyerâs interest in not being fooled into buying it.â 296 F. 3d, at 900. Or in less colorful terms: â[T]o the extent a trademark is confusingâ as to a productâs source âthe law can protect consumers and trademark owners.â Tam, 582 U. S., at 252 (Kennedy, J., concurring in part and concurring in judgment); see Friedman v. Rogers, 440 U. S. 1, 15 (1979) (rejecting a First Amendment challenge to a law restricting trade names because of the âsubstantialâ interest in âprotecting the public from [their]  deceptive and misleading useâ). Or yet again, in an especially clear rendering: â[T]he trademark law generally prevails over the First Amendmentâ when âanotherâs trademark (or a confusingly similar mark) is used without permissionâ as a means of âsource identification.â Yankee Publishing Inc. v. News Am. Publishing Inc., 809 F. Supp. 267, 276 (SDNY 1992) (Leval, J.) (emphasis deleted). So for those uses, the First Amendment does not demand a threshold inquiry like the Rogers test. When a mark is used as a mark (except, potentially, in rare situations), the likelihood-of-confusion inquiry does enough work to account for the interest in free expression.
B
âHere, the District Court correctly held that âVIP uses its Bad Spaniels trademark and trade dress as source identifiers of its dog toy.â See App. to Pet. for Cert. 105a. In fact, VIP conceded that point below. In its complaint, VIP alleged that it both âown[s] and âuse[s]â the â âBad Spanielsâ trademark and trade dress for its durable rubber squeaky novelty dog toy.â App. 3, 11. The company thus represented in this very suit that the mark and dress, although not registered, are used to âidentify and distinguish [VIPâs] goodsâ and to âindicate [their] source.â §1127. (Registration of marks, youâll recall, is optional. See supra, at 3â4.)
âIn this Court, VIP says the complaint was a mere âform allegationââa matter of ârote.â Tr. of Oral Arg. 73. But even if we knew what that meant, VIP has said and done more in the same direction. First, there is the way the product is marketed. On the hangtag, the Bad Spaniels logo sits opposite the concededly trademarked Silly Squeakers logo, with both appearing to serve the same source-identifying function. See supra, at 7. And second, there is VIPâs practice as to other products in the Silly Squeakers line. The company has consistently argued in court that it owns, though has never registered, the trademark and trade dress  in dog toys like âJose Perroâ (cf. Jose Cuervo) and âHeinieSniff ânâ (cf. Heineken).3 And it has chosen to register the names of still other dog toys, including Dos Perros (#6176781), Smella Arpaw (#6262975), and Doggie Walker (#6213816). See supra, at 6. Put all that together, and more than âformâ or âroteâ emerges: VIPâs conduct is its own admission that it is using the Bad Spaniels (nĂ©e Jack Danielâs) trademarks as trademarks, to identify product source.
âBecause that is so, the only question in this suit going forward is whether the Bad Spaniels marks are likely to cause confusion. There is no threshold test working to kick out all cases involving âexpressive works.â But a trademarkâs expressive messageâparticularly a parodic one, as VIP assertsâmay properly figure in assessing the likelihood of confusion. See, e.g., Louis Vuitton Malletier S. A. v. Haute Diggity Dog, LLC, 507 F. 3d 252, 265 (CA4 2007) (Parody âinfluences the way in which the [likelihood-of-confusion] factors are appliedâ); Brief for United States as Amicus Curiae 17â22 (same). A parody must âconjure upâ âenough of [an] original to make the object of its critical wit recognizable.â Campbell v. Acuff-Rose Music, Inc., 510 U. S. 569, 588 (1994) (internal quotation marks omitted). Yet to succeed, the parody must also create contrasts, so that its message of ridicule or pointed humor comes clear. And once that is done (if that is done), a parody is not often likely to create confusion. Self-deprecation is one thing; self-mockery far less ordinary. So although VIPâs effort to ridicule Jack Danielâs does not justify use of the Rogers test,  it may make a difference in the standard trademark analysis. Consistent with our ordinary practice, we remand that issue to the courts below. See Cutter v. Wilkinson, 544 U. S. 709, 718, n. 7 (2005) (noting that this Court is generally âa court of review, not of first viewâ).
III
âOur second question, more easily dispatched, concerns Jack Danielâs claim of dilution by tarnishment (for the linkage of its whiskey to less savory substances). Recall that the Ninth Circuit dismissed that claim based on one of the Lanham Actâs â[e]xclusionsâ from dilution liabilityâfor â[a]ny noncommercial use of a mark.â §1125(c)(3)(C); see supra, at 9. On the courtâs view, the âuse of a mark may be ânoncommercialâ even if used to sell a product.â 953 F. 3d, at 1176 (internal quotation marks omitted). And VIPâs use is so, the court continued, because it âparodiesâ and âconvey[s] a humorous messageâ about Jack Danielâs. Id., at 1175â1176. We need not express a view on the first step of that reasoning because we think the second step wrong. However wide the scope of the ânoncommercial useâ exclusion, it cannot include, as the Ninth Circuit thought, every parody or humorous commentary.
âTo begin to see why, consider the scope of another of the Lanham Actâs exclusionsâthis one for â[a]ny fair use.â As described earlier, the âfair useâ exclusion specifically covers uses âparodying, criticizing, or commenting uponâ a famous mark owner. §1125(c)(3)(A)(ii); see supra, at 5. But not in every circumstance. Critically, the fair-use exclusion has its own exclusion: It does not apply when the use is âas a designation of source for the personâs own goods or services.â §1125(c)(3)(A). In that event, no parody, criticism, or commentary will rescue the alleged dilutor. It will be subject to liability regardless.
âThe problem with the Ninth Circuitâs approach is that it  reverses that statutorily directed result, as this case illustrates. Given the fair-use provisionâs carve-out, parody (and criticism and commentary, humorous or otherwise) is exempt from liability only if not used to designate source. Whereas on the Ninth Circuitâs view, parody (and so forth) is exempt alwaysâregardless whether it designates source. The expansive view of the ânoncommercial useâ exclusion effectively nullifies Congressâs express limit on the fair-use exclusion for parody, etc. Just consider how the Ninth Circuitâs construction played out here. The District Court had rightly concluded that because VIP used the challenged marks as source identifiers, it could not benefit from the fair-use exclusion for parody. See App. to Pet. for Cert. 105a; supra, at 8â9, 17â18. The Ninth Circuit took no issue with that ruling. But it shielded VIPâs parodic uses anyway. In doing so, the court negated Congressâs judgment about whenâand when notâparody (and criticism and commentary) is excluded from dilution liability.
IV
âTodayâs opinion is narrow. We do not decide whether the Rogers test is ever appropriate, or how far the ânoncommercial useâ exclusion goes. On infringement, we hold only that Rogers does not apply when the challenged use of a mark is as a mark. On dilution, we hold only that the noncommercial exclusion does not shield parody or other commentary when its use of a mark is similarly source-identifying. It is no coincidence that both our holdings turn on whether the use of a mark is serving a source-designation function. The Lanham Act makes that fact crucial, in its effort to ensure that consumers can tell where goods come from.
âFor the reasons stated, we vacate the judgment below and remand for further proceedings consistent with this opinion.
It is so ordered.
Notes
1 Â To be clear, when we refer to âthe Rogers threshold test,â we mean any threshold First Amendment filter.
2  That is not to say (far from it) that every infringement case involving a source-identifying use requires full-scale litigation. Some of those uses will not present any plausible likelihood of confusionâbecause of dissimilarity in the marks or various contextual considerations. And if, in a given case, a plaintiff fails to plausibly allege a likelihood of confusion, the district court should dismiss the complaint under Federal Rule of Civil Procedure 12(b)(6). See 6 McCarthy §32:121.75 (providing examples).
3  See, e.g., VIP Products, LLC v. Tequila Cuervo La Rojena, S. A. de C. V., No. 20âcvâ0319 (D Ariz., Feb. 11, 2020), ECF Doc. 1, p. 3 (âJose Perroâ); VIP Products, LLC v. Heineken USA, Inc., No. 13âcvâ0319 (D Ariz., Feb. 13, 2013), ECF Doc. 1, pp. 3â4 (âHeinieSniff ânâ); VIP Products, LLC v. Pabst Brewing Co., No. 14âcvâ2084 (D Ariz., Sept. 19, 2014), ECF Doc. 1, pp. 3â4 (âBlue Cats Trippinâ) (cf. Pabst Blue Ribbon); VIP Products, LLC v. Champagne Louis Roederer, S. A., No. 13âcvâ2365 (D Ariz., Nov. 18, 2013), ECF Doc. 1, pp. 3â4 (âCrispawâ) (cf. Cristal).
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Concurrence
SUPREME COURT OF THE UNITED STATES
_________________
No. 22â148
_________________
JACK DANIELâS PROPERTIES, INC., PETITIONER v. VIP PRODUCTS LLC
on writ of certiorari to the united states court of appeals for the ninth circuit
âJustice Sotomayor, with whom Justice Alito joins, concurring.
âI join the Courtâs opinion in full. I write separately to emphasize that in the context of parodies and potentially other uses implicating First Amendment concerns, courts should treat the results of surveys with particular caution. As petitioner did here, plaintiffs in trademark infringement cases often commission surveys that purport to show that consumers are likely to be confused by an allegedly infringing product. Like any other evidence, surveys should be understood as merely one piece of the multifaceted likelihood of confusion analysis. See, e.g., Uncommon, LLC v. Spigen, Inc., 926 F. 3d 409, 425 (CA7 2019). Courts should also carefully assess the methodology and representativeness of surveys, as many lower courts already do. See, e.g., Water Pik, Inc. v. Med-Systems, Inc., 726 F. 3d 1136, 1144â1150 (CA10 2013); Starbucks Corp. v. Wolfeâs Borough Coffee, Inc., 588 F. 3d 97, 117 (CA2 2009).
âWhen an alleged trademark infringement involves a parody, however, there is particular risk in giving uncritical or undue weight to surveys. Survey answers may reflect a mistaken belief among some survey respondents that all parodies require permission from the owner of the parodied mark. Some of the answers to the survey in this case illustrate this potential. See App. 81â82, n. 25 (â âIâm sure the  dog toy company that made this toy had to get [Jack Danielâs] permission and legal rights to essentially copy the[ir] product in dog toy formâ â); ibid. (â âThe bottle is mimicked after the Jack Daniel BBQ sauce. So they would hold the patent therefore you would have to ask permission to use the imageâ â); see also Anheuser-Busch, Inc. v. Balducci Publications, 28 F. 3d 769, 772â773, 775 (CA8 1994) (describing a similar situation). Plaintiffs can point to this misunderstanding of the legal framework as evidence of consumer confusion. Cleverly designed surveys could also prompt such confusion by making consumers think about complex legal questions around permission that would not have arisen organically out in the world.
âAllowing such survey results to drive the infringement analysis would risk silencing a great many parodies, even ones that by other metrics are unlikely to result in the confusion about sourcing that is the core concern of the Lanham Act. See ante, at 4, 10, 14. Well-heeled brands with the resources to commission surveys would be handed an effective veto over mockery. After all, â[n]o one likes to be the butt of a joke, not even a trademark.â 6 J. McCarthy, Trademarks and Unfair Competition §31:153 (5th ed. 2023). This would upset the Lanham Actâs careful balancing of âthe needs of merchants for identification as the provider of goods with the needs of society for free communication and discussion.â P. Leval, Trademark: Champion of Free Speech, 27 Colum. J. L. & Arts 187, 210 (2004). Courts should thus ensure surveys do not completely displace other likelihood-of-confusion factors, which may more accurately track the experiences of actual consumers in the marketplace. Courts should also be attentive to ways in which surveys may artificially prompt such confusion about the law or fail to sufficiently control for it.
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Concurrence
SUPREME COURT OF THE UNITED STATES
_________________
No. 22â148
_________________
JACK DANIELâS PROPERTIES, INC., PETITIONER v. VIP PRODUCTS LLC
on writ of certiorari to the united states court of appeals for the ninth circuit
âJustice Gorsuch, with whom Justice Thomas and Justice Barrett join, concurring.
âI am pleased to join the Courtâs opinion. I write separately only to underscore that lower courts should handle Rogers v. Grimaldi, 875 F. 2d 994 (CA2 1989), with care. Today, the Court rightly concludes that, even taken on its own terms, Rogers does not apply to cases like the one before us. But in doing so, we necessarily leave much about Rogers unaddressed. For example, it is not entirely clear where the Rogers test comes fromâis it commanded by the First Amendment, or is it merely gloss on the Lanham Act, perhaps inspired by constitutional-avoidance doctrine? Id., at 998. For another thing, it is not obvious that Rogers is correct in all its particularsâcertainly, the Solicitor General raises serious questions about the decision. See Brief for United States as Amicus Curiae 23â28. All this remains for resolution another day, ante, at 13, and lower courts should be attuned to that fact.